Pricing
Usage-based pricing tailored to your firm's size and document review volume. We work directly with each firm to build an appropriate plan.
Contact for Quote
Let's build a plan that fits your firm
Zeplyn AI prices based on document review volume, number of compliance users, and which rule modules your firm requires. We work with independent RIAs, ensemble practices, and small broker-dealers.
Because every firm's compliance obligations are different — SEC-only, FINRA dual-registrant, varying AUM — a one-size-fits-all price grid doesn't reflect real value. We have a conversation first.
Request a QuoteWhat's included
- SEC Marketing Rule (Rule 206(4)-1) review module
- FINRA 2210 pre-approval workflow
- Audit-ready timestamped reports
- Communication archiving under IAA Section 204
- Document review with configurable rules
- Priority support for examination preparation
- Onboarding and integration setup
Before we talk pricing
Do you serve small independent RIAs?
Yes. We focus on independent RIAs and small ensemble practices — firms that don't have large in-house compliance staff and need tools that scale with their review volume, not headcount.
Is there a minimum commitment?
We discuss contract terms individually. Firms at different stages of compliance build-out have different needs — we structure agreements accordingly.
What does the onboarding process look like?
After agreement, we complete a structured onboarding that includes integration setup, ruleset configuration for your specific obligations (SEC-only, dual registrant, etc.), and a walkthrough with your CCO or principal.
Do you support dual registrants (RIA + BD)?
Yes. For dual registrants, we configure both SEC Rule 206(4)-1 and FINRA Rule 2210 rule modules. Communications are routed through the appropriate review workflow based on classification.