Platform

How Zeplyn AI Works

Document ingestion → rule mapping → compliance flagging → timestamped audit report. Built for the way compliance officers actually work.

4-Stage Review
Pipeline
Architecture

The Zeplyn review pipeline

Each document passes through four stages — from ingestion to immutable audit record.

Zeplyn AI platform architecture showing document ingestion, rule-mapping engine, flagging workflow, and audit report output
Security & Data Handling

Designed with compliance data in mind

Zeplyn AI handles sensitive regulatory documents. Our security architecture reflects that — controls are designed to meet the standards our customers are obligated to uphold for client data.

SOC 2 controls are in design. We do not claim SOC 2 certification at this time.

Data encrypted at rest (AES-256) and in transit (TLS 1.3)

Client document data is not used to train third-party AI models

New York data residency option for NYDFS-aware deployments

Role-based access controls — compliance officers, reviewers, and administrators have separate permission levels

Audit logs for every access, search, and export event — meeting SEC books-and-records access-tracking standards

Integrations

Connects to your existing stack

Zeplyn works alongside the custodian, CRM, and portfolio management systems your firm already uses.

Schwab-compatible
Fidelity-compatible
Salesforce Financial Services Cloud
Redtail CRM
Orion Advisor Tech
DocuSign
View all integrations

Ready to see it in action?

Schedule a 30-minute walkthrough. Bring one of your actual marketing documents — we'll run it through the review live.

Request a Demo